As a business leader, taking your company public is both exhilarating and daunting. An initial public offering (IPO) opens up new growth opportunities but also brings a host of complex regulatory requirements and heightened scrutiny. Before a company commences a public offering of securities, it must file a registration statement with the SEC under the applicable securities laws. Both the form used to file the registration statement and the filing review process will depend on the nature of the offering.
Navigating the transition from a private to public company can be overwhelming. From extensive SEC registration and disclosure obligations to establishing credibility and transparency with investors, regulators, and the public markets, being a public company comes with all kinds of obligations.
This is where hiring a trustworthy and experienced SEC accounting team becomes invaluable. At Grassi, our dedicated SEC & Capital Markets team has the deep expertise to help you prepare for the demands of being a public company, assisting with compliance while positioning your company for long-term success.
Introducing Grassi
Grassi is a nationally recognized, award-winning accounting and advisory firm with a rich history spanning over 40 years. As a Top 100 Firm named by Accounting Today in 2024, we have built a reputation for delivering exceptional client service, innovative solutions, and a commitment to redefining what it means to be an advisor.
Our SEC & Capital Markets team comprises seasoned professionals with extensive experience in PCAOB audits, SEC reporting and compliance, IPOs, follow-on offerings, and capital markets transactions.
We offer a comprehensive suite of services tailored to meet the unique needs of public companies, including:
- SEC Registration and Periodic Reporting
- IPO Readiness and Execution Support
- Sarbanes-Oxley Compliance and Internal Control Assessments
- Technical Accounting Advisory
- Mergers and Acquisitions Support
- Corporate Governance and Risk Management
With a successful and ever-growing record of helping companies navigate their obligations as a publicly traded company, Grassi continues to solidify our position as a trusted partner for companies with ambitious goals.
Working With Grassi’s SEC Accounting Team
Preparing for an IPO and transitioning to a public company is a significant undertaking, but you don’t have to go it alone. Grassi’s SEC & Capital Markets team is committed to being more than just a service provider. We strive to be a true partner in your success every step of the way.
Unparalleled Client Service
From our first interaction, you’ll experience the Grassi difference with our collaborative approach that prioritizes understanding your unique goals, challenges, and industry dynamics. The relationship with the Grassi team extends well beyond preparing for the IPO. Where independence allows, we will continue to stand by your side, providing strategic advisory services and helping you navigate the ongoing regulatory and compliance challenges of being a public company.
For example, let’s say you’re the CEO of an up-and-coming technology company. As you prepare to go public, you realize that you need a true partner with a strong track record helping companies understand and navigate the regulatory compliance and financial maturity that comes with being a public company.
Grassi’s SEC & Capital Markets team can assist and guide you through your IPO journey. A company must determine what financial statements are required in the registration statement. While this determination may appear straightforward, additional complexities may arise because a company may first need to determine the legal entity that will become the SEC registrant.
Our team will help navigate your company through:
- IPO readiness, and
- PCAOB Financial Statement Audits and Public Business Entity reporting requirements under PCAOB audit standards and SEC regulation and filing requirements.
As a PCAOB-registered audit firm, Grassi is well-equipped to help you satisfy SEC requirements before your IPO.
After your public offering, your advisor can continue to act as a cornerstone for your team, providing essential support through audits, M&A transactions, risk management and compliance—strengthening your business’s reputation through transparency and due diligence.
Ultimately, Grassi strives to foster productive, cooperative partnerships with each client. We stand ready to help your business overcome challenges and redefine success.
Track Record of Success
With a proven track record of supporting successful IPOs, follow-on offerings, and other capital markets transactions, Grassi’s SEC & Capital Markets team has the expertise to ensure a seamless and compliant process.
We’ve helped companies across countless industries achieve successful IPOs. For example, we have helped:
- Forza X1 achieved a $17.3 million IPO and an $8 million follow-on
- Azitra achieved a $7.5 million IPO
- TwinVee made an $18 million IPO and earned a $6.9 million follow-on
- LMP Automotive Holdings make a $20 million IPO
Our experience performing PCAOB audits and working closely with underwriters, legal counsel, and regulators enables us to navigate your path to success as a publicly traded company.
Industry Specific Expertise
At Grassi, we understand that every industry has nuances and complexities regarding accounting, financial reporting, and regulatory compliance. That’s why our team comprises advisors with deep experience collaborating with clients across a wide range of industries, including automotive, manufacturing, construction, engineering, food and beverage, and more.
We bring our specialized SEC and capital markets knowledge to the table. Together, we can forge the best path forward, tailoring our approach to meet your unique needs and challenges.
Leveraging Advanced Technology
In today’s rapidly evolving business landscape, staying ahead of the curve requires embracing cutting-edge technology and data analytics tools. Grassi is committed to investing in the latest technology solutions to enhance the efficiency, accuracy, and insights we provide to our clients.
From risk assessment software to secure data encryption and cloud-based collaboration platforms, our team leverages innovative tools to streamline processes, mitigate risks, and deliver exceptional value.
Grassi: Success in the Public Market
Taking your company public is a significant milestone, but it’s just the beginning of a new journey filled with opportunities and challenges. You need a partner you can trust to navigate the complexities of the public markets, one with the expertise, resources, and unwavering commitment to your success.
At Grassi, our SEC & Capital Markets team is dedicated to helping you succeed. With our deep industry knowledge, proven track record, and dedication to providing strategic advisory services, we are uniquely positioned to guide you through every phase of the IPO process and beyond.
Whether your business operates domestically or has international reach, our global capabilities and resources ensure consistent, high-quality service across multiple jurisdictions.
Contact us today to learn more about our comprehensive suite of services and how we can support your long-term growth and success in the public markets.
